Category:

Best Execution

Provides a solid grounding in order execution policies and client information.

75.00

The FCA rules relating to Best Execution cover all ‘financial instruments’. Firms must establish and implement a Best Execution Policy, setting out details of how Best Execution will be achieved. This course offers a comprehensive introduction to best execution. It addresses the characteristics of best execution and how to achieve it. It provides a solid grounding in order execution policies and client information. It also includes the special provisions and changes to best execution with MiFID II and the monitoring rules.




Training Duration

This course may take up to 2 hour to be completed. However, actual study time differs as each learner uses their own training pace.

Participants

This course is ideal for anyone wishing to be introduced to the characteristics of best execution and the respective regulatory environment. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc).

Training Method

The course is offered fully online using a self-paced approach. The learning units are based on interactive reading material. Learners may start, stop and resume their training at any time.

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion.

Registration and Access

To register to this course, click on the ”Add to Cart” button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

If you wish to receive an invoice instead of paying online, please contact us at info@eimf.eu. Access to the course is valid for 180 days.

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Units that approve education in financial regulation, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

What People Say About EIMF

Follow us on social media

Join the EIMF Family






Consent | EIMF is committed to protecting and respecting your privacy. We will use your contact information for marketing purposes with the purpose of keeping you up to date about our services and to share any other content that may be of an interest to you. If you wish to withdraw your consent, simply click the unsubscribe link at the bottom of every email we send.


© 2023 EIMF. All Right Reserved.

0
Your Cart is empty!

It looks like you haven't added any items to your cart yet.

Browse Products