Creating a Compliance Culture in Financial Services
Equip financial professionals, leaders, and compliance professionals with a comprehensive understanding of compliance culture.
- 2 CPD Units
- 2 Hours
- All Levels
The aim of this self-paced eLearning course is to equip financial professionals, leaders, and compliance professionals with a comprehensive understanding of compliance culture in financial services. Participants will gain insights into the critical components of compliance culture, regulatory perspectives, assessment methodologies, and practical strategies for fostering and sustaining a robust compliance culture within their organizations.
Training ObjectivesAfter taking this module, students should be able to:
- Understand the Significance of Compliance Culture
- Identify the Core Components of Compliance Culture
- Explore Regulatory Expectations
- Assess Culture within Financial Organizations
- Perceive Organizational Culture
- Create and Foster a Compliance Culture
- Sustain a Compliance Culture
- Impact on Reputation and Growth
- Stay Informed About Current Developments
- Implement Best Practices
- Reinforce the significance of compliance culture
Training Duration
This course may take up to 2 hours to complete. However, actual study time differs as each learner uses their own training pace.
Who should attend
- Compliance Professionals | Individuals directly responsible for compliance within financial institutions, including compliance officers, managers, and specialists.
- Financial Professionals | This includes individuals working in various financial roles such as finance managers, analysts, investment advisors, and other professionals involved in financial decision-making.
- Leaders | Executives, senior managers, and leaders within financial organizations who play a crucial role in shaping organizational culture.
Training Method
The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time. At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Attendance once all quizzes have been passed successfully.
Registration and Access
To register to this course, click on the ”Add to Cart” button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.
Access to the course is valid for 180 days.
If you wish to receive an invoice instead of paying online, please Contact us here. Talk to us for our special Corporate Group rates.
This programme has been developed by the European Institute of Management and Finance (EIMF), an EU recognised training institution. The syllabus is verified by external subject matter experts and may be accredited by financial regulators, and accreditation bodies, such as CySEC, FCA, CISI, ACAMS, for 2 CPD Units in financial regulation.
Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership.
What People Say About EIMF
EIMF offered tools, knowledge, and practical experience…no books can accomplish this!
EIMF is a great training provider, pursuing and excelling in the investment services industry
I now see that my behaviour was affecting the actions and dedication of my team…thank you for making me see things that I never thought about before!! Course was amazing!
For us it’s vital to invest in the professional development for our staff. EIMF makes sure our investment is effective, and our people are able to realise their full potential.
Continuing Professional Development is not an option for us, it’s a necessity. EIMF makes it easy for our people to keep current; which is good for our people, and good for us too.
High-quality content and very enjoyable learning experience. At EIMF courses are delivered in a very informative and engaging way and are beneficial for anyone who works within the financial services, accounting and compliance sectors.
We know our most valuable advantage is our people! Our success as an organisation is dependent on fully realising the potential of our people. Working with EIMF means we are able to achieve that in the most efficient and effective way.
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