Non-Financial Misconduct
This course covers FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM).
- N/A
- 2 Hours
- All Levels
Welcome to our course covering the FCA proposed rules in respect of Diversity and Inclusion (D&I) and Non-Financial Misconduct (NFM).
By the end of this course you should be able to:
• Understand the FCA’s focus on non-financial misconduct.
• Identify examples of non-financial misconduct.
• Understand the link between non-financial misconduct and fitness and propriety.
• Be aware of the potential consequences of non-financial misconduct.
• Understand the proposed changes and their potential impact.
• Implement best practices to prevent and address non-financial misconduct.
• Understand the broader D&I requirements for larger firms, defined as having more than 250 employees.
Course Content:
1. Introduction and Regulatory Expectations
2. Non-Financial Misconducts
3. Wider Requirements – Larger Firms and Those Subject to Certain Regimes
4. Practical Actions ahead of Final Rules
5. Summary
6. Quiz
Participants:
This course is ideal for professionals and compliance officers seeking to understand non-financial misconduct, FCA regulations, and the role of D&I in ethical workplace culture.
Training Duration
This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace.
Training Method
The course is offered fully online using a self-paced approach. The learning units consist of reading material and video presentations. Learners may start, stop and resume their training at any time.
At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Attendance upon completion of all units.
Registration and Access
To register to this course, click on the ”Add To Cart” button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.
Access to the course is valid for 180 days.
If you wish to receive an invoice instead of paying online, please Contact us here. Talk to us for our special Corporate Group rates.
This programme has been developed by the European Institute of Management and Finance (EIMF), an EU recognised training institution.
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