FCA Compliance
Showing 13–24 of 28 results
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Establishing and Maintaining a Strong CDD Programme
2 CPD Units 2 Hours €75.00 Add to cart -
FCA – The Role and Approach
2 CPD Units 2 Hours €75.00 Add to cart -
Financial Promotions Regulation
2 CPD Units 2 Hours €75.00 Add to cart -
Fraud Detection and Prevention
2 CPD Units 2 Hours €75.00 Add to cart -
Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD)
2 CPD Units 2 Hours €75.00 Add to cart -
Market Abuse
2 CPD Units 2 Hours €75.00 Add to cart -
Non-Financial Misconduct
N/A 2 Hours €75.00 Add to cart -
Non-Financial Misconduct (Small & Medium-size Firms)
N/A 2 Hours €75.00 Add to cart -
Operational Resilience
2 CPD Units 2 Hours €75.00 Add to cart -
Senior Managers and Certification Regime
2 CPD Units 2 Hours €75.00 Add to cart -
SM&CR — The Conduct Rules
2 CPD Units 2 Hours €75.00 Add to cart -
Suspicious Transactions/Activity Reporting
1 CPD Unit 1 Hour €75.00 Add to cart