MiFID II Overview
Provides a comprehensive overview of the regulatory framework governing financial markets in the European Union
- 3 CPD Units
- 3 Hours
- All Levels
This e-learning course on MiFID II (Markets in Financial Instruments Directive) provides a comprehensive overview of the regulatory framework governing financial markets in the European Union. MiFID II, implemented in January 2018, has brought significant changes to the financial industry, impacting how investment services and activities are conducted.
Participants will gain insights into the key provisions of MiFID II, including investor protection, market transparency, and the regulation of financial instruments. The course covers the scope of MiFID II, its impact on different market participants, and the measures introduced to enhance market integrity and investor confidence.
Through a combination of informative content, case studies, and practical examples, learners will develop a solid understanding of MiFID IIโs requirements, its implications for financial institutions, and the measures to ensure compliance. This course is suitable for professionals working in financial services, compliance, legal, and anyone seeking a foundational understanding of MiFID II.
Learning Objectives:
Upon completion of this MiFID II Overview course, participants will have a solid foundation in the key aspects of MiFID II, enabling them to navigate its complexities and contribute to their organizationsโ compliance efforts.
In particular, they will be able to:
- Understand MiFID II Fundamentals
- Explore MiFID II Regulatory Framework
- Analyze the measures in place to protect investorsโ interests.
- Explore client categorization, appropriateness, and suitability assessments.
- Discuss the transparency requirements for trading venues and systematic internalizers.
- Understand transaction reporting obligations and their impact on market surveillance.
- Examine the obligations imposed on investment firms, including conduct of business rules.
- Identify the requirements for best execution and inducements.
- Explore the rules governing algorithmic and high-frequency trading.
- Understand the organized trading facilities (OTF) and multilateral trading facilities (MTF) regimes.
- Analyze post-trade transparency requirements.
- Understand the record-keeping obligations under MiFID II.
- Discuss the enforcement mechanisms and penalties for non-compliance.
- Explore the role of national competent authorities in ensuring MiFID II compliance.
Training Duration
This course may take up to 3 hours to be completed. However, actual study time differs as each learner uses their own training pace.
Participants
This course is ideal for anyone wishing to be introduced to the MiFID II and the respective regulatory provisions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation.
Training Method
The course is offered fully online using a self-paced approach. The learning units consist of video recordings, reading material, case studies and quizzes. Learners may start, stop and resume their training at any time.
At the end of the training, participants earn a Certificate of Attendance.
Registration and Access
To register to this course, click on the โAdd To Cartโ button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.
Access to the course is valid for 180 days.
If you wish to receive an invoice instead of paying online, pleaseย Contact us here. Talk to us for our special Corporate Group rates.
This programme has been developed by theย European Institute of Management and Finance (EIMF), a globally-recognised training institution.
The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies forย 3 CPD Unitsย that require CPD trainingย in financial regulation. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.
Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.
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High-quality content and very enjoyable learning experience. At EIMF courses are delivered in a very informative and engaging way and are beneficial for anyone who works within the financial services, accounting and compliance sectors.
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