MiFID II and Market Conduct

Designed for professionals in investment firms, advisory services, and compliance roles, this bundle delivers practical, in-depth knowledge of MiFID II’s core requirements—from investor protection to transaction reporting. Whether you’re ensuring best execution, monitoring for market abuse, or implementing MiFIR reporting, this program equips you with actionable insights aligned with ESMA and EU regulatory expectations.

What You Will Learn:

This five-course bundle covers critical aspects of MiFID II compliance:

1. MiFID II Essentials
   • Scope and key obligations for investment firms and trading venues
   • Organizational requirements and conduct of business rules
   • Impact of MiFID II on product governance and distribution
2. Market Abuse Regulation (MAR)
   • Identifying insider dealing, unlawful disclosure, and market manipulation
   • Surveillance techniques and suspicious transaction reporting
   • Practical case studies of MAR enforcement actions
3. Best Execution under MiFID II
   • Regulatory expectations for execution policies and client disclosures
   • Monitoring and demonstrating best execution for clients
   • Challenges in crypto-assets and non-equity instruments
4. Investor Protection under MiFID II
   • Suitability and appropriateness assessments
   • Costs and charges disclosure requirements
   • Handling retail and professional client classifications
5. MiFIR Transaction Reporting
   • Reporting obligations for investment firms and trading venues
   • Common pitfalls and validation checks
   • ESMA’s reporting guidelines and recent updates

Key Benefits of This Bundle:

• Practical Focus – Apply rules to real-world scenarios with case studies and regulatory examples
• Up-to-Date Content – Covers ESMA Q&As, supervisory trends, and 2023/24 updates
• Career-Relevant Skills – Critical for compliance officers, traders, and legal advisors
• CPD Accredited – Earn 23 hours recognized by EBA, ESMA, and national regulators

Training Format & Certification

• 100% Online & Self-Paced – Learn at your convenience; Immediate Access – Begin learning as soon as you enrol

• Multimedia Learning – Engaging videos, downloadable material, and knowledge checks.

• Certificate of Completion – Demonstrate your regulatory compliance knowledge

Who Should Enrol?

• Compliance Officers at investment firms and trading venues
• Front Office Staff (advisors, portfolio managers, traders)
• Legal & Risk Teams supporting MiFID II implementation
• Auditors and Consultants assessing market conduct
• Fintech Professionals offering MiFID-regulated services