Prudential & Regulatory Risk

Designed for risk managers, compliance professionals, and ICAAP/ICARA practitioners, this enhanced bundle provides practical, technical knowledge to navigate evolving prudential and operational resilience regulations. From capital adequacy assessments to ICT risk management under DORA, you’ll gain comprehensive expertise to implement robust risk frameworks aligned with EBA, Basel, and EU regulatory standards.

What You Will Learn:

This six-course program covers critical aspects of prudential risk management and operational resilience:

1. ICAAP – Internal Capital Adequacy Assessment Process
   • Pillar 2 requirements under CRD V/CRR II
   • Developing risk-based capital allocation strategies
   • Stress testing methodologies and supervisory expectations
2. Internal Capital Adequacy Review Assessment (ICARA)
   • FCA’s ICARA requirements for UK investment firms
   • Liquidity risk management and wind-down planning
   • Aligning ICARA with broader risk management frameworks
3. Understanding Securities Financing Transaction Regulation (SFTR)
   • Reporting obligations for repos, securities lending, and collateral management
   • Mitigating counterparty and operational risks
   • SFTR’s role in enhancing market transparency
4. EBA Guidelines on ICT and Security Risk Management
   • Implementing DORA-aligned operational resilience measures
   • Third-party risk management for critical IT providers
   • Incident reporting and business continuity planning
5. Financial Regulation: The International Regulatory Environment
   • Comparative analysis of Basel, EU, and US frameworks
   • Impact of macroprudential policies on financial institutions
   • Emerging trends in climate-related financial risks
6. Digital Operational Resilience Act (DORA)  
   • Comprehensive overview of DORA requirements
   • ICT risk management framework implementation
   • Third-party provider oversight and incident reporting
   • Testing protocols and digital resilience standards

Key Benefits of this Bundle:

• Technical Depth: Covers ICAAP, ICARA, SFTR, and DORA in one comprehensive program
• Regulator-Approved: Aligned with EBA, FCA, ECB, and Basel Committee standards
• Practical Tools: Includes templates, case studies, and risk assessment methodologies
• CPD Accredited: Earn 20 hours recognized by global regulators and professional bodies

Training Format & Certification

• 100% Online & Self-Paced – Learn at your convenience; Immediate Access – Begin learning as soon as you enrol

• Multimedia Learning – Engaging videos, downloadable material, and knowledge checks.

• Certificate of Completion – Demonstrate your prudential risk and operational resilience knowledge

Who Should Enrol?

• Risk Officers implementing ICAAP/ICARA and DORA requirements
• Compliance Teams overseeing prudential regulations and operational resilience
• Internal Auditors assessing capital, liquidity, and ICT frameworks
• CFOs and Treasury Teams managing capital adequacy
• CISOs and IT Risk Managers implementing DORA requirements
• Fintech Leaders building scalable risk programs