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CISI Global Financial Compliance

Will provide you with a broad understanding of the compliance issues that arise within the financial services sector.

200.00

Course Overview

A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. Globally portable qualification – addresses international issues, reflecting the needs of a worldwide market.

The current Syllabus (Edition 9) for the Certificate in Global Financial Compliance is valid from 1 October 2021 until 30 September 2023.

Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

Learning Outcomes Each learning objective begins with one of the following prefixes:
  • Know or Understand.
These words indicate the different levels of skill to be tested. Learning objectives prefixed:
  • Know requires the candidate to recall information such as facts, rules and principles
  • Understand requires the candidate to demonstrate comprehension of an issue, fact, rule or principle

Course Features

  • Specialist qualification – covers all the key aspects of compliance
  • Globally portable – addresses international issues, reflecting the needs of a worldwide market
  • Flexible study options – can be taken as a stand-alone qualification or combined with other units to achieve the full Certificate in Global Financial Compliance or Investment Operations Certificate (IOC)
  • ACSI designatory letters

Accreditation and CPD Recognition

This programme has been developed by the European Institute of Management and Finance (EIMF), a globally-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units that approve education in compliance and financial regulation. The course may be also approved for up to 10 CPD Units by institutions which approve general financial training, such as the CISI, ICA, and ACAMS.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Registration and Access

To register to this course, click on the ”Add to Cart” button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

If you wish to receive an invoice instead of paying online, please Contact us here. Talk to us for our special Corporate Group rates.

  • The International Regulatory Environment
  • The Compliance Function
  • Managing the Risk of Financial Crime
  • Ethics, Integrity and Fairness
  • Governance, Risk Management and Compliance

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of the training, participants take a Quiz to complete their learning and earn a Certificate of Completion. For those pursuing the CISI Global Financial Compliance exam, a mock exam of 100 questions is also included in the training material.

This course is ideal for anyone pursuing the CISI Level 3 Award in Global Financial Compliance. It is also suitable to all compliance staff and will be especially relevant for Compliance Officers in financial services, as well as to professionals pursuing regulatory CPD in Financial Regulation.

Please Note: Official Exam is not provided, It should be purchased separately.

To book your exam please visit the CISI Website

Accreditation and CPD Recognition

This programme has been developed by the European Institute of Management and Finance (EIMF), a globally-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 5 CPD Units that approve education in compliance and financial regulation. The course may be also approved for up to 10 CPD Units by institutions which approve general financial training, such as the CISI, ICA, and ACAMS.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

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